OpRisk & Compliance - Magazine on operational risk, corporate governance, business continuity, compliance, financial crime
OpRisk & Compliance - Magazine on operational risk, compliance About Oprisk & Compliance Subscribe to OpRisk & Compliance Advertise on OpRisk & Compliance Contacts at OpRisk & Compliance Free trial to OpRisk & Compliance Help on OpRisk & Compliance
Career Center Jobs and Career Management in the Financial Markets, Banking & Finance Career Center
  Job Seekers Sign in / Register Recruiter's Sign-in
Training and Development


Course objectives

To build on the basic knowledge gained on our own introductory course or elsewhere, to enable the delegates to understand the various functions that collectively make up the equity activities of both investment banks and asset management firms.

Who should attend?

The course is structured specifically for people working in human resources, human capital management, recruitment and consultancy where the deeper understanding will enable the delegates to both better sell their services to financial services firms (particularly the investment banks) and better source and recommend candidates for equity roles. This course will also be of benefit to operations staff together with new or recent recruits in investment banking, stockbroking, asset management, information technology and sales & marketing.

Course structure

Held in the heart of the City, this half-day course is an interactive, lecture-based programme.

The course includes:

  • Definition of equity
  • Primary versus secondary markets
  • Overview of the financial markets activities
  • Primary market activities
  • Secondary market activities
  • Other equity activities
  • Buy side
  • Sell side
  • Institutional investors
  • Hedge funds
  • Corporate finance
  • Origination
  • Research
  • Trading
  • Mergers and acquisitions
  • Sales
  • Settlements - Corporate actions
  • Technical support/systems development
  • Prime brokerage
  • Risk management and product control
  • Trading

Half-day course: 09:00 - 12:30

Price: £295.00 + VAT

“This course really was excellent. Very informative and presented extremely professionally - I would definitely recommend it to others.”
Major Recruitment Consultancy
“A comprehensive overview of the financial markets with a great use of current examples. Extremely worthwhile.”
Niche Search Firm
“The tutor was fantastic, very well structured, useful content & thoroughly enjoyable. A great way to meet people in the industry.”
HR Manager,
International Investment Bank
Contact us
Contact us
© Incisive Media Ltd. 2007 Jobs at Incisive Media | Terms and conditions | Privacy policy | Accessibility statement